Legislation

6th November 2015

SI 2015/1863

SI 2015/1863. The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 3) Order 2015. Came into force 5th November.

This Order amends the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544) . The amendments made by this Order supplement amendments to the Regulated Activities Order made by the Mortgage Credit Directive Order 2015

6th November 2015

SI/20151865

SI/20151865. The Financial Services and Markets Act 2000 (Relevant Authorised Persons) Order 2015. Came into force 9th November.

This Order provides that authorised persons falling within either of two categories of non-UK institution are ‘relevant authorised persons’ for the purposes of the Financial Services and Markets Act 2000 and for the purposes of the Financial Services (Banking Reform) Act 2013 (Transitional and Savings Provisions) Order 2015.

5th November 2015

SI 2015/1864

SI 2015/1864. The Financial Services and Markets Act 2000 (Misconduct and Appropriate Regulator) Order 2015. Comes into force 7th March 2016.

This Order amends the Financial Services and Markets Act 2000 (c.8) to confer additional disciplinary powers on the Financial Conduct Authority (the “FCA”) and the Prudential Regulation Authority (the “PRA”).